CAPITAL MARKETS COMPLIANCE FOR AN SRO
Managed the design, creation and implementation of an SRO/Regulatory SaaS cloud database with an emphasis on public disclosure of investment dealings and public financial education.
US HEDGE FUND AND WEALTH MANAGEMENT COMPANY
A winning pilot project for a real-time IPO system for a NASDAQ listed firm
BLOCKCHAIN, AI, CRYPTO and CUSTODY
Review of a blockchain and AI tokenized securities clearing and settlement system.
STARTUP, LEADERSHIP and CAPITAL RAISING
Supported a startup with leadership consulting, financial and capital raising, driving the corporate strategy, and appointments to the Board of Directors.