PORTFOLIO

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CAPITAL MARKETS COMPLIANCE  FOR AN SRO 

Managed the design, creation and implementation of an SRO/Regulatory SaaS cloud database with an emphasis on public disclosure of investment dealings and public financial education.

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US HEDGE FUND AND WEALTH MANAGEMENT COMPANY

A winning pilot project for a real-time IPO system for a NASDAQ listed firm

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BLOCKCHAIN, AI, CRYPTO and CUSTODY

Review of a blockchain and AI tokenized securities clearing and settlement system. 

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STARTUP, LEADERSHIP and CAPITAL RAISING

Supported a startup with leadership consulting, financial and capital raising, driving the corporate strategy, and appointments to the Board of Directors.